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Self-regulatory organization
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#	Item
111	[removed]Federal Register / Vol. 76, No[removed]Wednesday, June 8, [removed]Notices Electronic Comments C. Self-Regulatory Organization’s Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 11:54:00 Financial system Stock market 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Security Covered security United States securities law Financial regulation Financial economics
112	SR-FINRA[removed]Federal Register Notice Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:53:11 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Self-regulatory organization Security Selling away Securities regulation in the United States United States securities law Financial economics Financial system
113	March 5, 2003 Katherine A. England Assistant Director Division of Market Regulation Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:17:29 Financial regulation Economy of the United States Financial economics Stock market Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NASDAQ United States securities law 73rd United States Congress United States Securities and Exchange Commission
114	October[removed]EASA Digital Marketing Communications Add to Reading List Source URL: epceurope.eu Language: English - Date: 2012-04-19 12:32:36 Communication design Graphic design International Chamber of Commerce Self-regulatory organization Direct marketing Advertising to children Business Marketing Advertising
115	PLEASE NOTE THE LATER CASE HISTORY OF THIS DECISION, FOLLOWING THE TEXT OF THE DECISION. BEFORE THE NATIONAL ADJUDICATORY COUNCIL NASD In the Matter of the Continued Membership Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-07 00:12:16 Financial regulation Financial system Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Securities Act Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
116	PLEASE NOTE THE LATER CASE HISTORY OF THIS DECISION, FOLLOWING THE TEXT OF THE DECISION. BEFORE THE NATIONAL ADJUDICATORY COUNCIL NASD In the Matter of the Continued Membership Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-04-11 15:15:36 Financial regulation Financial system Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Securities Act Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
117	[removed]Federal Register / Vol. 77, No[removed]Tuesday, February 28, [removed]Notices market data feeds that can be provided over these 1G network connections, as Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 23:45:00 Financial regulation Mediation Business Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ ACT United States securities law Economy of the United States Financial Industry Regulatory Authority
118	Patrice Gliniecki Direct: ([removed]Senior Vice President Fax: ([removed]and Deputy General Counsel September 30, 2004 Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 22:41:03 Financial regulation Financial economics Financial system Stock market Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Self-regulatory organization Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
119	A FAIR EXCHANGE In the new market structure, can exchanges be trusted with a self-regulatory function? Add to Reading List Source URL: www.mediabistro.com Language: English - Date: 2014-10-13 09:44:36 Stock market United States securities law Financial markets Financial regulation Late-2000s financial crisis Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Finance Financial system
120	OMB APPROVAL OMB Number: [removed]Expires: June 30, 2010 Estimated average burden Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:32:54 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Securities regulation in the United States Self-regulatory organization Financial system Government United States securities law 73rd United States Congress United States Securities and Exchange Commission

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